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Tenants Online                                             7/1/99
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In this issue...
1. Peter Vallone Lead Poisoning Act of 1999 
2. Council Passes a Bill on Lead Paint (NY Times)
3. Lead Paint Bill OKd; foes say it's a gift to landlords (Daily News)
4. Vallone worried about lead in bridges
5. Lead-Poisoning Litigation (NY Law Journal tells landlords how to beat
the rap)

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Date: Thu, 01 Jul 1999
From: Kenneth Schaeffer
Subject: Lead Poisoning act of 1999

As you have probably heard, yesterday the city council passed the Lead
Poisoning Act of 1999.  Peter Vallone forced a 36-15 vote on the measure
with one hand, while receiving real estate contributions with the other
from the Rent Stabilization Association (located in the same building, 123
William Street, as Vallone's 2001 campaign committee).

Members voting against the bill included: Michaels, Perkins, Linares,
Lopez, Reed, Quinn, Fried, Eldridge, DiBrienza, Pinkett, Clarke, Foster,
Leffler, Rivera, Boyland.

The enactment of this bill revealed the darker side of politics in NYC.
Even though more than 2/3 of the council support Intro. 205, which had been
introduced more than 2 years ago and was a reasonable compromise to make
apartmens "lead safe" rathen than completely "lead free", Vallone never
allowed a hearing on 205. He then rushed through his bill in the face of
unanimous testimony from the medical community that it does not adequately
protect kids because, among other things, it allows up to 7 months before
exposed lead is removed, more than enough time to poison kids, there is
only limited testing for lead dust after work is performed and even then it
is performed by the landlord with no monitoring, the burden is on parents
to report lead hazards, and when children are, inevitably, poisoned, it
will be much harder to impose liability on negligent owners.  This bill was
forced through without adequate debate, and it did not even received a bill
number (Intro 582) until the day of the vote.

In an ominous note, the New York Times reports today that Vallone's
emissaries (goons?) visited all council members at their homes Tuesday
night to hand-deliver a message from Vallone that he wanted their votes on
this.  This "we know where you live" message is particularly disturbing in
light of reports that at least one influential council member is being
essentially blackmailed by the leadership regarding his personal life.  If
your council member is one of the 15 who had the courage to stand up to
this pressure, you should contact her or him to express your gratitude on
behalf of our clients and all the kids of this city.  If not, you should
communicate your displeasure.

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New York Times
July 1, 1999
After Bitter Debate, Council Passes a Bill on Lead Paint 
By DAVID M. HERSZENHORN

The City Council approved a measure Wednesday to replace the city's
17-year-old law meant to protect children from poisoning caused by lead
paint, capping weeks of rancor and more than a decade of legislative fits
and starts on one of the most complex issues in public policy. 

The Council vote, 36 to 15, was a victory for Mayor Rudolph W. Giuliani, a
Republican, and the Council Speaker, Peter F. Vallone, a Democrat, who
remained united in support of the bill despite fierce opposition. In the
weeks leading up to Wednesday's vote, the bill was criticized as too weak
by several Council members and by advocates for children and the
environment as well as by many medical experts on lead poisoning. 

The old lead law, enacted in 1982, has never been fully enforced, in part
because landlords and the city regarded compliance as too onerous and
expensive. The 1982 law has also been the subject of continuing litigation
and was interpreted by a judge in 1989 as requiring the removal of all lead
paint, which experts now say would do more harm than good. Lead paint has
been banned for household use for more than 20 years. 

While the goal of the 1982 law was to make buildings "lead free," the new
measure is intended to make housing "lead safe," a reflection of more
recent research concluding that it is usually safer to leave lead paint in
place unless it begins to deteriorate. Removing intact lead paint can
create invisible lead dust, which is now believed to be the main cause of
poisoning. 

Supporters of the measure said that it would finally offer a workable law
to prevent lead poisoning, which health experts have long regarded as the
greatest preventable threat to childhood health. "This is a bill to help
children, to prevent lead poisoning," Vallone said after casting the final
yes vote. He added, "This was our best attempt to get consensus from both
sides of the hall that would try to help kids." 

Several council members seemed torn as they voted yesterday and many said
they supported the measure even though they felt it could be stronger. That
fact was not lost on Vallone, who said the bill would likely be amended in
the future. 

The new measure, which Giuliani is expected to sign into law this month,
seeks to prevent lead poisoning by setting rules and deadlines for
landlords to correct hazards. It requires landlords to make annual visual
inspections in any apartment built before 1960 where a child under 6
resides. And it requires the city to make repairs whenever a landlord fails
to do so. 

The bill also puts more responsibility on tenants to report suspected
hazards. It largely allows landlords to supervise and certify their own
repairs. And it will severely restrict the ability of the parents of
lead-poisoned children to win lawsuits alleging negligence by landlords or
the city. 

Opponents of the bill, including Councilman Stanley E. Michels of
Manhattan, charged that the bill favored landlords and the city over the
health needs of children. There were more than 1,000 confirmed lead
poisoning cases in New York City last year and as many as 30,000 city
children are believed to have dangerously high levels of lead in their bodies. 

The bill had divided the Council in recent weeks and Vallone and his aides
had to exert substantial pressure to insure its passage, first through the
housing and buildings committee and then through yesterday's vote. A letter
from the Speaker urging support for the bill was hand-delivered to many
Council members at home on Tuesday night, a dramatic gesture meant to
underscore his leadership role. 

And in a move to insure passage of the bill, aides to the Mayor and the
Speaker agreed late Tuesday to allocate $8.6 million more in the city
budget for lead-poisoning prevention efforts, including the development of
10 lead-safe houses where families with lead-poisoned children could live,
the purchase of six vans to use as mobile lead-screening units and the
hiring of 30 to 50 more Department of Health outreach workers. 

Yesterday evening's vote followed an afternoon of loud debate in the
Council chamber, which was punctuated on several occasions by hisses, boos
and outbursts from opponents of the bill who were observing from seats in
the balcony. 

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Lead Paint Bill OKd 
Angry foes say measure is gift to landlords 
By FRANK LOMBARDI 
Daily News, July 1, 1999

A rumble of dissent in the normally lockstep City Council failed to stop
passage yesterday of a new lead paint bill that opponents branded a
"landlords' protection act." The measure sets new regulations and
procedures for landlords to follow to protect young children from lead
poisoning, which can cause learning disabilities and permanent brain damage.

Backed by Mayor Giuliani and City Council Speaker Peter Vallone (D-Queens),
the bill passed by a comfortable 36-to-15 vote after four hours of
emotional debate that drew sporadic boos and catcalls from the bill's
opponents in the balcony.

One woman was evicted after shouting an expletive at Vallone as he urged
Council members to "do the responsible thing" and approve the bill.

"Yes, remove me from this stupid sham," the heckler shouted at Vallone.
"You're a liar! You're a liar!"

The bill also reduces landlords' exposure to civil liability suits.

"Sure [a victim] can sue," said Councilman Stanley Michels (D-Manhattan),
the leading opponent of the bill. "But can you win?"

Michels said the measure will ease the sometimes costly burden of landlords
to take preventive action and result in "more children being poisoned than
ever before."

When it's signed into law in a few weeks by the mayor, the measure will
supplant the city's 1982 lead paint law, whose enforcement has been largely
hobbled by years of litigation.

Even opponents agreed the law had to be updated to protect potential
victims better. There are 30,000 city children who now suffer from lead
poisoning, and the list grows by about 1,000 cases a year, although the
growth rate is decreasing.

Most of the victims are minority children from impoverished neighborhoods
with rundown housing. Two Queens Republicans, Al Stabile and Tom Ognibene,
drew sharp rebukes when they said parents have an obligation to keep their
homes clean and prevent their children from eating paint.

"[That's] the other damned thing that p----d me off," Stabile said. "Why
does it have to be a black and white issue?"

Councilwoman Christine Quinn (D-Manhattan) said Stabile's comments were
offensive and amounted to blaming the victims.

The vote split members of the Black and Hispanic Caucus, with many opting
to support Vallone's contention that the bill is a good start and can be
amended later.

Before the vote, Vallone announced an agreement with Giuliani to pump $3
million into enhanced prevention measures. The funds will pay for creating
nine lead-safe houses to shelter families uprooted from lead-contaminated
apartments, along with buying six new mobile outreach vans and hiring as
many as 50 new health workers.

Original Publication Date: 07/01/1999 

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This little tidbit caught our attention.
http://www.ny.com/current/news/news-9502.html

February 18, 1995 
City Council Speaker Vallone has expressed concern that the project to
rebuild the Tri-Borough Bridge was not done right. He claims that the paint
is chipping and contains high levels of lead. He warns that a similar fate
is in store for the rest of the City's bridges. 

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The following article from the New York Law Journal describes how
defendents in Lead-Poisoning litigation (many of whom could be landlords)
can beat the rap.

New York Law Journal
REAL ESTATE UPDATE 
Litigation: Lead-Poisoning Litigation
June 30, 1999

Fighting Expert Evidence in Cases Involving Infant Plaintiffs 
By Alan Kaminsky and Patrick Geraghty

For defense attorneys handling infant lead-paint lawsuits, perhaps the most
frustrating aspect is combating the expert testimony of clinical
psychologists, vocational rehabilitationists and economists.

Psychologists will often testify as to how the lead-poisoned child
developed severe cognitive impairments and learning disabilities that
prevent the child from learning in a conventional academic setting and
severely limits his or her earning capacity. Often, a psychologist will
administer an IQ test to the child and report the findings to a jury;
claiming that the exposure to lead paint has lowered the child's
intellectual quotient. 

With these problems before a jury, a vocational rehabilitationist will
testify as to the child's future academic and vocational needs, which often
include highly specialized schools -- usually more costly than many
colleges -- and intensive vocational counseling, which often includes a job
coach, who will help the child find and maintain a position in the work force.

Lastly, an economist will often take the stand and place a future value on
the already expensive price tag laid out by the vocational
rehabilitationist. Projections of a loss of earnings in the
multimillion-dollar range are not uncommon.

Flaws in Testimony

The problem in handling the testimony of these experts is that at first
glance, they appear to be working in a vacuum. A psychologist who finds a
"lead-poisoned" child who displays speech impairments or learning
disabilities, will classify these problems as direct consequences of the
child's elevated blood-lead levels -- regardless of the lead levels'
severity, mildness or duration. Unfortunately, it often appears as though
the psychologist gives no consideration to the plethora of factors, other
than an elevated blood-lead level, which may also account for the child's
problems. These problems include, but are not limited to, the following: an
absence of pre-school or day-care participation; not learning to speak
English until school years; family history of learning disabilities;
psychological trauma; and problems in the child's home life.

Moreover, the psychologist will often postulate as to the child's loss of
IQ and acquisition of learning disabilities without a shred of information
regarding the child's pre-lead poisoning IQ level or cognitive functioning,
or without comparing the child's IQ with that of the child's mother or
siblings. Despite this lack of information, their testimony is routinely
permitted at trial, subject only to cross-examination.

Vocational Experts

The same holds true for the testimony of vocational rehabilitationists.
These experts claim to predict the next forty years of the child's life;
including the types of schools and summer camps they will attend and where
they will work. This is particularly interesting because these experts
often never meet the children whose futures they have predicted. First of
all, these children are usually less than ten years old at the time these
projections are made, and have not had the experiences necessary to develop
a notion of what they would like to be "when they grow up." This most basic
childhood dream is taken from them in the name of a lawsuit. Ironically,
these children are often classified as mentally retarded by their attorneys
and experts for the purposes of bolstering a lawsuit.

Moreover, the vocational rehabilitationist will often not know the child's
developing personality. Perhaps the child is highly motivated and will have
more ambition and drive than they have been given credit for, and would be
insulted if forced to work at the menial jobs that the "experts" have
predicted is their lot in life.

Just as the psychologist often turns a blind eye to the child's pre-lead
poisoning state or to other factors which may have caused the problems, the
vocational rehabilitationist fails to examine how the child's personality,
intestinal fortitude and role models will influence the course that his or
her future will take.

Unsound Testimony

The making of such broad pictures and strong conclusions without
considering the variables is inconsistent with modern scientific
principles, which the experts supposedly follow. For example, there is a
litany of articles written regarding the impact of maternal IQ on a child's
IQ.[1] Despite this body of scientific literature, plaintiffs'
psychologists usually fail to mention that a child's IQ may be due to
genetics, rather than to lead exposure.

New York defense attorneys have had few weapons, other than
cross-examination, to combat such evidence. Currently, in New York the
admissibility of expert testimony based on scientific principles or
procedures is governed by the "general acceptance" test set forth in Frye
v. United States, 293 FSupp 1013 D.C.Cir. 1923. Under this standard, courts
must examine whether the scientific principles or procedures on which the
challenged testimony is based have gained general acceptance in the
relevant discipline. (See, People v. Wesley, 83 NY2d 417, citing Frye v.
United States, supra; People v. Angelo, 88 NY2d 217, 222-223; and People v.
Roraback, 242 AD2d 400). The rule is applicable in both criminal and civil
actions (See Castrichini v. Rivera, 175 Misc2d 530 [Sup. Ct. Monroe Co.
1997]). In essence, evidentiary reliability is conditioned upon the
approval of scientists in the field (Martin, Capra and Rossi, New York
Evidence Handbook, §7.2.3)(Citations omitted).

Federal Standards

In federal courts however, the standard for the admissibility of such
testimony differs. There, the admissibility of expert testimony is governed
by the Federal Rule of Evidence number 702 which provides that where
scientific knowledge will assist the trier of fact, a witness with germane
credentials may offer an opinion on the issue.

In 1993, the U.S. Supreme Court, in Daubert v. Merrell Dow Pharmaceuticals
Inc., 509 US 579, delineated Rule 702, holding that the terms "scientific"
and "knowledge" connote something more than subjective belief or
unsupported speculation, but that something less than general acceptance in
the scientific community may suffice. Noting that few scientific
propositions are indisputable, the Supreme Court directed courts to focus
upon the expert's methods and reasoning rather than the conclusion to be
propounded.

In accordance with this, the Supreme Court set out a list of factors which
may be considered in determining the admissibility of such evidence,
including whether the scientific methodology has been tested, whether the
scientific methodology has been subject to peer review and publication, the
known rate of potential error and the "general acceptance" of the method
(Daubert, 509 US at 593-595). While general acceptance remains an important
consideration, it is no longer the sine qua non. In short, the federal
rules permit the submission of opinion evidence by a credentialed witness,
if the opinion is based upon a scientific methodology, which is deemed
reliable by the trial judge.

In a more recent decision, Kumho Tire Co. Ltd. v. Carmichael, 119 S.Ct 1167
[1999], the Supreme Court extended the principles of Daubert beyond the
sphere of simply scientific evidence to include testimony based on
technical and other specialized knowledge. In this decision, the Court also
clarified the factors noted in Daubert and how they should be considered in
analyzing the testimony to be offered by a would-be expert. In this regard,
the Court stated that "the test of reliability is 'flexible', and Daubert's
list of specific factors neither necessarily nor exclusively applies to all
experts or in every case" (Kumho Tire, supra, at 1170).

In expanding its Daubert holding, the Court explained that the sole
objective of the new and augmented analysis is to ensure that an expert,
whether basing testimony upon professional studies or experience, employs
in the courtroom the same level of intellectual rigor that characterizes
the practice of an expert in the relevant field. The result of the
extension of the Daubert standard in Kumho was that the plaintiff's expert,
whose methodology was found to be unreliable due to insufficient
indications of the methodology's reliability, was precluded from testifying
as to his opinion on the cause of the accident at issue, resulting in a
granting of summary judgment against the plaintiffs/respondents.

Reliability Standard

Currently, there are approximately fifteen states that have followed the
federal courts in applying the Daubert analysis with regard to expert
testimony.[2] If New York were to do so, the speculative testimony of
psychologists and vocational rehabilitationists might be precluded, and the
potential that juries would be unduly swayed by such speculation could be
averted. Instead, lead-poisoning trials could focus on the more credible
testimony of witnesses such as parents, teachers, and even the child
himself, who are more qualified to discuss the child's day-to-day behavior
and learning skills.

This is not to say that all such experts should be precluded. Instead, the
topics which are based on speculation should be evaluated on the basis of
content and reliability, rather than on who introduced it.

To this end, trial courts must exercise caution and ensure that an expert's
testimony rests on a reliable foundation and is relevant to the task at
hand, in order to guarantee that the testimony that does not meet these
standards, does not reach a jury.

The newly expanded Daubert/Carmichael analysis provides an objective
approach for courts to assess the reliability of the methodology underlying
expert testimony prior to its admission to the jury. While New York courts
are not bound by the principles from these cases, they are free -- absent
either legislative enactment or a binding ruling from one of the Appellate
Divisions or the Court of Appeals -- to apply the Daubert/Carmichael
analysis to the testimony of psychologists and vocational
rehabilitationists in lead-poisoning actions. The reliability standard is
more amenable to the sense of fairness and rationality inherent in the
judicial system, and thus, should be the touchstone of an admissibility
decision with respect to all types of expert testimony.

Notes

(1) See generally, Bracken, Bruce A. et al. Prediction of Caucasian and
African-American Preschool Children's Fluid and Crystallized Intelligence:
Contributions of Maternal Characteristics and Home Environment, Journal of
Clinical Psychology, 1993, Dec. Vol. 22(4). 455-463; Bradley, Robert H. et
al., Maternal IQ the Home Environment and Child IQ In Low Birth Weight,
Premature Children, International Journal of Behavioral Development, 1993,
March, Vol 16(1), 61-74; Longstreth, Langdon, E. et. al., Separation of
Home Intellectual Environment and Maternal IQ as Determinants of Child IQ,
Developmental Psychology, 1981, Sept., Vol 17(5), 532-541; Luster, Tom &
Dubow, Eric, Home Environment and Maternal Intelligence as Predictors of
Verbal Intelligence: A Comparison of Preschool and School-age Children,
Merrill-Palmer Quarterly, 1992, April, Vol. 38(2), 151-175; Sameroff,
Arnold J. et.al., Stability of Intelligence from Preschool to Adolescence:
The Influence of Social and Family Risk Factors, Child Development, 1993,
Vol. 64, 80-97; and Schroeder, Stephen, R. et. al., Separating the Effects
of Lead and Social Factors on IQ, Environmental Research, 1985, 1985, Vol.
38, 144-154.

(2) See Williams v. Hedican, 561 N.W.2d 817 [Iowa 1997]; State v. Porter,
694 A.2d 1262 [Conn. 1997]; Nelson v. American Sterilizer Co., 554 N.W.2d
898 [Mich. App. 1997]; Commonwealth v. Fowler, 425 Mass. 819, 1997 Mass.
LEXIS 365 [Mass. 1997]; State v. Rolfe, 686 A.2d 949 [Vt. 1996]; State v.
Parkinson, 909 P.2d 647 [Idaho Ct. of App. 1996]; Craddock v. Bennett L.
Watson & Barboursville Transfer, Inc., 475 S.E.2d 62 [W. Va. 1996]; State
v. Cline 909 P.2d 1171 [Montana 1996]; Smith v. State, 677 S.2d 1240 [Ala.
Crim. App. 1995]; Mitchell v. Commonwealth, 908 S.W.2d 100 [Kentucky 1995];
E.I. DuPont de Nemours & Co. v. Robinson, 923 S.W.2d 549 [Tex. 1995]; State
v. Hofer, 512 N.W.2d 482 [S. Dakota 1994]; State v. Anderson, 881 P.2d 29
[New Mex. 1994]; Nelson v. State, 628 A.2d 69 [Del. 1993]; State v. Foret,
628 So. 2d 1116 [La. 1993]; see also McGrew v. State, 682 N.E.2d 1289
[Indiana 199])[integrating Daubert test with Frye test]).

*********
Alan Kaminsky, a partner at Wilson, Elser, Moskowitz, Edelman & Dicker,
represents landowners in lead-poisoning and premises-security cases.
Patrick Geraghty is an associate at the firm.

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In this issue... (from Met Council's Tenant/Inquilino, July 1999)

1. Council Guts City’s Lead-Paint Law
   (available in Spanish on TenantNet's web site)
2. How City Council Voted on the Vallone Lead Bill
3. Editorial: Turning Lead Into Gold
4. SRO Developer Linked to Charas Sale?
5. City Demolishes Harlem Garden; 500 Green Spots Still in Danger
6. Loft Law Expires

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LET THEM EAT LEAD DUST
Council Guts City’s Lead-Paint Law
By Steven Wishnia

"WHO PUT YOU UP TO THIS?"

City Council Speaker Peter Vallone fumed at a knot of about 35
demonstrators outside his Astoria district office June 8, protesting his
plans to replace the city's 1982 lead-paint law with one favoring
landlords. "There's no bill," the speaker insisted.

Vallone, of course, was lying. His staff had already drawn up a measure
doing just that. And along with Mayor Giuliani and Housing Committee chair
Archie Spigner, he rammed it through the Council, which passed it by a
36-15 vote on June 30.

Councilmember Stanley Michels, whose own lead-poisoning-prevention bill was
blocked by Vallone, called the bill, Intro 582, a "sham." "The sad truth is
that it is nothing more than a landlords' protection bill," he told the
Council.

“It’s the worst public-health bill the Council has passed in recent
memory,” says Chris Meyer of the New York Public Interest Research Group.
“Children are the victims of this law,” adds Megan Charlop, who runs a
“safe house” for lead-poisoned children in the Bronx. “It was not based on
children’s health, it was not based on children’s safety.”

About 30,000 children in the city have at least moderate lead poisoning,
with over 1,000 a year newly diagnosed as severely poisoned. About 80% of
lead-poisoned children are black or Latino.

Intro 582 repeals 1982’s Local Law 1, which presumed that all apartments
built before 1960 had lead paint and required landlords to remove it in
apartments where there was a child under 7. The city government never fully
enforced Local Law 1, despite years of litigation. Landlords complained
that it would cost too much, and most of its supporters eventually conceded
that the “lead-free” standard was unworkable. However, Vallone blocked a
Michels bill that would have switched the city to a “lead-safe” standard.
The Giuliani administration -- which had pushed for an even more
pro-landlord measure -- co-opted the “lead-safe” term, and hailed Intro 582
as a landmark “reform” law.

The Vallone-Spigner bill does not define lead-paint dust in an apartment --
the prime source of lead poisoning --- as a health hazard, only peeling or
flaking lead paint. It requires landlords to make a visual inspection for
peeling or flaking paint on walls or ceilings once a year, if the tenant
informs them that they have a child under 6. If tenants complain of lead
paint, it gives the landlord more than three months to remove it, and
allows them to “self-certify” that the work was done properly. If the city
Department of Housing Preservation and Development reinspects and finds
that the landlord did not remove the paint, HPD’s Emergency Repair Program
is supposed to do the job within 60 days, and the landlord can be fined up
to $25,000 for false self-certification if caught.

Under the old law, HPD did some emergency repairs, but was only required to
do them if the Department of Health reported a lead-poisoned child in the
home, according to Michels aide Steve Simons. The new law eliminates that
requirement for one and two-family homes. Landlords are also allowed to use
cheaper and less safe procedures if they do the work within 21 days after
receiving a violation; the Giuliani administration calls this an
“incentive-based” approach.

To determine whether lead has been removed from windows doors, and wood
trim, landlords are required to do one “dust wipe clearance test” on a spot
adjacent to the work area. Landlords are not required to test the walls and
ceilings, hire an independent company to do the test, or report the test
results to the city or the tenant. There are no threshold levels for
passing or failing.

“It’s totally meaningless. There’s no numbers in here,” says Matthew
Chachere, lawyer for the New York City Coalition to End Lead Poisoning in
the lawsuit to get the city to enforce Local Law 1. Current Department of
Health regulations require four tests, require the results to be given to
both the tenant and HPD, and set specific maximums for allowable lead on
doors, window sills and elsewhere, he adds.

The new law also strictly limits the ability of lead-poisoned children and
their parents to sue for damages. Under the old law, it was the landlord’s
responsibility to remove any lead paint from an apartment. Under the new
law, in order to prove that the landlord was negligent, tenants have to
prove that they have notified the landlord of a lead hazard. The law also
bars tenants from collecting monetary damages from the city for failing to
perform inspections or do emergency-repair work; they can only sue to force
HPD to do the work.

In the Council on June 30, there was virtually no back-and-forth debate on
the bill, with most of the discussion consisting of opponents slamming it.
The few supporters who spoke up -- Queens Republicans Thomas Ognibene and
Al Stabile -- argued primarily that the main people against the bill were
rich suburban trial lawyers upset because they’d be losing large fees from
suing the city, that anyone who pointed out that the children suffering
lead poisoning are overwhelmingly black and Latino was unfairly raising a
racial issue, and that parents should take more responsibility for
protecting their children, by mopping floors and watching them more
closely. “Responsibility starts in the home,” Stabile sputtered. “You see
your kid eating paint off the windowsill, you’re gonna say it’s OK?”

Manhattan Democrat Christine Quinn responded that she found that argument
offensive, like telling a rape victim she should have worn a longer skirt,
and unscientific. Lead-paint dust particles are invisible, and too small to
be removed effectively by common household methods.

Marie Dixon of the Bronx, whose 2-year-old daughter tested positive for
moderate lead poisoning last year, calls the bill “insane.” “They’re
playing too much ping-pong with the kids,” she told Tenant/Inquilino.
“We’re talking about innocent children’s lives and a preventable disease.”
When Dixon and two other mothers tried to tell their stories at a Housing
Committee hearing June 24, Spigner cut them short. “I don’t want to sound
callous,” he said, “but we’ve heard these testimonies before.”

Spigner told Dixon that landlords would be required to tell tenants if
there was lead paint in their apartment. “Who is going to know if he does
not do it?” she asked. Spigner refused to answer. “No comment?” Dixon
inquired scornfully as she left the stand.

The next two witnesses at the hearing were landlord lobbyists, Marilyn
Davenport of the Real Estate Board of New York and Frank Ricci of the Rent
Stabilization Association. They both claimed that it was wrong to penalize
landlords if lead dust was found in apartments they owned, because it could
have been tracked in from outside.

The Council received letters protesting the bill from a score of doctors in
the field, including Drs. Bailus Walker of Howard University Medical
Center; Sergio Piomelli, director of the lead-poisoning program at Babies
and Children’s Hospital, and Rhode Island Director of Health Patricia
Nolan. “Were I to hospitalize and medically treat a poisoned child, then
send this child home under the provisions of this bill, it would be medical
malpractice,” wrote Dr. John Rosen of Montefiore Medical Center.

Four amendments proposed by Michels -- to expand the bill’s definition of
lead paint, to restore the presumption that pre-1960 buildings have lead
paint, and to require more intensive testing after repairs and notification
of parents -- were all defeated, opposed by the Council leadership.

At the last minute, Vallone and the Giuliani administration said they would
add $3 million to the city health budget to fund 10 new safe houses in the
Brooklyn-Queens “lead belt,” hire 30 to 50 outreach workers, and send out
six mobile testing vans. “They’re going to need them,” says Megan Charlop.
Lead-poisoning activists say they may take legal action to challenge the
bill, and will certainly take political action.

In the end, “who put you up to this?” might be a better question to ask of
Peter Vallone. In December 1998, he received $56,000 from two landlord
political-action committees, the Rent Stabilization Association PAC and the
Neighborhood Preservation PAC, to pay off debts from his failed
gubernatorial campaign. He is raising money to run for mayor in 2001, when
his Council term expires, and his campaign headquarters worked out of space
in the RSA office suite earlier this year.

-----------------------------------------------------------------

How The City Council Voted On The Lead Bill

YES—36
Democrats—-29
Herbert Berman
Adolfo Carrion*
Lucy Cruz
Noach Dear
Martin Malave-Dilan*
June Eisland*
Kenneth Fisher*
Pedro Espada*
Julia Harrison
Lloyd Henry*
Karen Koslowitz*
Howard Lasher
Helen Marshall*
Walter McCaffrey*
Michael Nelson
Gifford Miller 
Jerome O'Donovan
Morton Povman*
Madeleine Provenzano
Annette Robinson*
Victor Robles*
Angel Rodriguez
John Sabini*
Archie Spigner*
Peter Vallone*
Lawrence Warden
Juanita Watkins*
Thomas White*
Priscilla Wooten*

Republicans—7
Michael Abel
Andrew Eristoff
Stephen Fiala
Martin Golden
James Oddo
Thomas Ognibene*
Al Stabile*

NO—15 
Democrats—15
Tracy Boyland*
Una Clarke*
Stephen DiBrienza
Ronnie Eldridge
Wendell Foster*
Kathryn Freed
Sheldon Leffler*
Guillermo Linares*
Margarita Lopez
Stanley Michels*
Bill Perkins
Mary Pinkett*
Christine Quinn
Phillip Reed
Jose Rivera*

*These Councilmembers represent districts whith high numbers of new
lead-poisoning cases.

-----------------------------------------------------------------

Editorial
Turning Lead Into Gold

Centuries ago, alchemists searched in vain for the “philosopher’s stone”
which could turn lead into gold. City Council Speaker Peter Vallone and his
allies in the real-estate industry found a way to do just that: Vallone’s
two-fisted approach consisted of accepting large contributions from
landlords with one hand while gutting the laws protecting New York City
kids from lead-paint poisoning with the other.

Flying in the face of testimony from doctors, parents of lead-poisoned
children and housing experts who have studied the issue for 20 years,
Vallone forced a bill through the City Council giving landlords and the
city months to remove hazardous exposed lead from apartments where young
children live, and shielding property owners from civil liability when
children are poisoned—which they are certain to be.

Debate on the floor of the Council prior to the vote revealed that most of
the members, including Housing Committee Chair Archie Spigner, the main
sponsor of the bill, know little about the causes and prevention of
childhood lead poisoning. Missing from the discussion was one central fact:
Bad landlords cause childhood lead poisoning. They cause lead poisoning not
because the walls, windows and doors of their apartments are covered with
lead paint, but because they fail to maintain their buildings.

Lead paint is in almost every building that was built before 1960 for
wealthy or middle-class tenants. It was considered premier paint, and it
was expensive. Lead poisoning occurs in the lead belt—those areas of the
city that have buildings that were built originally for middle-class
tenants and now house poor tenants. These buildings are now owned by
slumlords who don’t paint every three years, who don’t repair leaky roofs,
who allow leaking pipes to continue to drip month after month, causing
deterioration of walls and ceilings. Those are landlords who own buildings
in neighborhoods where they don’t live, where they simply collect rent. In
the words of Brooklyn Councilmember Una Clarke, the landlords “who are all
in Florida playing golf.”

Lead poisoning in children occurs when painted walls, ceilings, doors and
windows are allowed to get in such bad condition that dust is created and
spread onto surfaces that children touch, such as tables, floors, and toys,
and then put their fingers into their mouths. Landlords cause this
poisoning when they allow these conditions to continue for years, so that
no matter how many times the apartment is cleaned, the invisible heavy
toxic dust continues to fall.

Even under the old 1982 law, 30,000 children—virtually all of them poor,
90% of them nonwhite—suffer from lead poisoning, with over 1,000 serious
new cases each year. Babies or toddlers who breathe or eat dust from
degrading lead paint in their apartments can suffer permanent brain damage.
This tragic disease is preventable by removing lead hazards following
federal safety guidelines to make sure that toxic lead dust is not spread
during the removal process.

Private Use of Public Places

Although two-thirds of the Council’s 51 members supported a fair compromise
called Intro 205, which has been on the table for more than a year, Vallone
refused to even allow a hearing on it, but forced his own bill, drafted in
close consultation with landlords, through the Housing Committee and onto
the floor of the Council in a matter of days. Supporters of Intro 205
maintained that the current law, Local 1 of 1982, went too far by requiring
that apartments be made “lead-free” rather than “lead-safe,” and not far
enough in other areas: Intro 205 would have extended coverage to schools
and day-care centers.

In order to ensure that the fix was in, Vallone removed Washington Heights
Councilmember Guillermo Linares, an outspoken defender of the health of
children and the rights of tenants, from the Housing Committee, where he
had served for years, and replaced him with Michael Nelson, who comes from
the same Brooklyn machine Democratic club as Vallone’s chief of staff,
Bruce Bender. Linares was given a subcommittee on “the private use of
public spaces,” which, sadly, seems to have become a metaphor for the City
Council itself under Vallone’s leadership.

Easy as 123

Vallone signaled his coziness with the real-estate industry by opening his
campaign headquarters in the same office suite as the landlords’ Rent
Stabilization Association at 123 William St. The RSA has spent millions of
dollars in lobbying, political contributions and a misinformation campaign
to distort the nature of the city’s housing crisis and the effect of rent
and eviction protections. Vallone’s interlocking with real estate is
personified in his former chief of staff Joseph Strasburg, now the RSA
president.

Last year, Vallone sought support from tenants in his race for governor
against George Pataki. After receiving a written statement of his
commitment on a number of issues—specifically including not weakening the
laws protecting children from lead poisoning—Met Council endorsed him on
the Working Families Party ballot line. Vallone then proceeded to ignore
tenant issues completely in his campaign, and went down to a resounding defeat.

Now, with his tenure as Council speaker facing an end in 2001 unless he and
Rudolph Giuliani can orchestrate the elimination of the city’s term-limits
law, Vallone can only prolong his career by seeking another office, and he
is raising money to run for mayor.

Cut the Baby in Half?

Vallone’s rush to gut lead-poisoning protections was supported by Giuliani,
who gave credence to the lie that the city  had to change the law by June
30 because of a court order.

But the lawyers representing the families of lead-poisoned children
indicated that they were willing to extend the court deadline until
October, rather than rush Vallone’s ill-considered bill through without
adequate consideration of its tragic consequences for tens of thousands of
children in the years to come. Giuliani also supported Vallone’s bill as a
cut-the-baby-in-half compromise between tenants and health advocates, who
want to protect children completely, and the real-estate industry, which
did not want to protect them at all.

Giuliani’s Rent Guidelines Board also used the “nobody is happy so we must
have done the right thing” argument to justify their outrageous rent
increases for one million rent-stabilized apartments, totally unwarranted
in the face of unprecedented landlord profits and no increase in landlords’
costs. Perhaps Giuliani and Vallone should go back to the Good Book, and
see that King Solomon did not really intend to cut the baby in half, but
used that outrageous idea to determine who truly loved the child. What is
the lesson in the Great Lead Sellout of 1999? We must find a way to focus
our understandable anger and cynicism into organizing energy and ideas, to
bring a new politics to this city, where money will not rule. Extension of
campaign-finance reform, increased voter registration and turnout, and
identifying a new generation of political candidates who are not beholden
to special interests are some of the ways to end politics as usual. If we
can only use it to expose and discredit the corrupt way government is run
in New York City, the Great Lead Sellout of 1999 could mark the beginning
of a new golden age of democracy.

-----------------------------------------------------------------

SRO Developer Linked to Charas Sale?

ROTTEN BANANAS: To the tune of “Banana Boat Song” and “Yes, We Have No
Bananas,” about 50 people protested outside the Belleclaire Hotel on West
77th Street June 29. Belleclaire owner Keith Schwebel is converting the
Upper West Side SRO into a hostel for international tourists, part of the
Banana Bungalow, Inc. chain. “They are destroying low-income housing so
they can squeeze 10 tourists in a room,” protest organizers said. Schwebel
and Banana Bungalow are also believed to have similar plans for Charas, the
Lower East Side community center the Giuliani administration sold to
developer Gregg Singer last summer.

-----------------------------------------------------------------

City Demolishes Harlem Garden; 
500 Green Spots Still in Danger

More than 500 community gardens throughout the city remain in danger of
being demolished by the city. despite the May deal that saved over 100
green spots by selling them to a land trust.

On June 28, bulldozers demolished part of the Project Harmony garden on
West 122nd Street. The bulldozing was timed to precede a court action by
the Puerto Rican Legal Defense Fund and was stopped by a judicial
restraining order with about half the garden destroyed, according to the
urban-gardening newsletter Urban Outdoors.

Haja and Cynthia Worley, the couple who ran the garden, had hoped to work
out a deal with the city to exchange the Harlem site, across from a
day-care center, for a truly vacant lot elsewhere in the neighborhood,
according to Urban Outdoors . “We have plenty of land to build on,” Cynthia
Worley told the newsletter.

Meanwhile, the City Council land-use committee voted to hand over two Lower
East Side gardens to developer Donald Capoccia for luxury housing: the
“Jardin de La Esperanza” (Garden of Hope) on East 7th Street between
avenues B and C, and the “El Bello Amanecer Borinqueno (The Beautiful
Puerto Rican Dawn)” garden on Avenue C around the corner.

Capoccia has been trying to accumulate land in the area for luxury
apartments since last fall. Community Board 3 approved his project on the
condition that the Esperanza garden be preserved. But the Council land-use
committee approved a new proposal to build luxury housing on the site,
reversing previous commitments without community input.

“We were betrayed!” Jose Torres of East 7th Street told the More Gardens!
coalition. “How can they do this, after all those commitments to preserve
the garden? They didn’t even allow us to speak!”

“With about 500 community gardens still threatened, it is now up to
activists to convince NYC governmental leaders that alternatives exist to
taking gardens in order to provide housing,” Urban Outdoors wrote.

-----------------------------------------------------------------

Loft Law Expires
by Jenny Laurie

As of July 7, when Tenant/Inquilino went to press, New York City’s 10,000
loft tenants were hanging in limbo-land, following the expiration of the
state’s loft law on June 30.

While state Assembly Speaker Sheldon Silver and Assemblymember Deborah
Glick, who represent many of the tenants, worked hard to fashion a renewal
agreement, Republican Governor George Pataki and State Senate Majority
Leader Joseph Bruno refused to renew the law without major concessions on
other issues, such as Pataki’s Medicaid cuts. Much of the problem stems
from Pataki and Bruno’s deep desire to punish and humiliate Silver. So,
with no agreement by June 30, the law expired.

In place since 1982, the law covers tenants in residential loft spaces in
commercial buildings. Under the law, owners of these buildings are barred
from collecting rent increases or evicting their tenants until the building
is brought up to city Buildings Department standards for such things as
fire safety. Once it is ready for a certificate of occupancy, the owner can
collect rent increases, phasing in a repayment of the costs of bringing the
buildings up to code. The law covered (and we expect will cover again)
residential tenants living in lofts since 1981. Most of the 4,000 units are
in lower Manhattan, with a few in Brooklyn and Queens.

Owners of these properties can now get very high prices for the units, and
so are resisting renewing the law. Originally, the loft dwellers, artists
who needed large spaces and were willing to pay for installation of their
own bathrooms, wiring and other necessities, were homesteading areas like
SoHo. Today, the same spaces are worth millions of dollars, and the artists
who made the area trendy are no longer welcome.

According to Chuck DeLaney, a leader of the Lower Manhattan Loft Tenants,
tenants will soon be getting 30-day notices and facing the process of
eviction if the law is not renewed soon.

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ADMINISTRAVIA

The 1999-2000 Rent Guideline Board Orders are now available on
the TenantNet web site, http://tenant.net. We include the Apartment
Order below.

Your friendly webmaster will be on Housing Notebook on Monday,
July 12th at 7 p.m., WBAI 99.5 FM speaking on the recent court
decision annulling Air Rights in the Clinton/Hell's Kitchen
neighborhood. We'll have info on this in this list at a later date.
Scott Sommer hosts Housing Notebook every Monday night.

NYtenants (AKA Tenants Online) is not our only email list.
For those on Manhattan's West Side, we have the Hell's Kitchen
Newsletter (go to http://hellskitchen.net to subscribe), and we
recently introduced the NYneighborhoods list for those civic-minded
individuals interested in the more arcane issues of NYC Charter,
zoning, etc. To subscribe to NYneighborhoods, send an email to
neighborhoods@ hellskitchen.net.

For those more interested in back and forth dialogue, check out the
TenantNet Forum at http://tenant.net/phpBB2. This is
where questions may be asked and answered. You can recieve postings
to the TenantNet Forum via email -- just fill out the form at the bottom
of the main Forum page. (if we can find a Majordomo expert -- the
software that runs this list -- we might include 2-way dialoge in 
this list as well)

>From Matthew Chachere on the Mayor's hearing on the Vallone Lead Bill

"The Corporation Counsel faxed a copy of the notice from today's City
Record for the Public Hearing/Bill Signing of the Vallone Lead Bill, for
Thursday, July 15, at 2:30 pm at City Hall (I assume the old Board of
Estimate chambers). The Notice is Captioned "Late Notice" .... We're 
uncertain if it required 5 days notice... it may be that it does...
wonder if they can do this on less than 5 (there is a note at the end of
the notice for persons needing sign language interpretation that they
must request it 5 business days prior to the hearing; which would seem
to be an impossibility since the notice came out only 4 days in
advance). Of course, it is more notice than the Housing Committee gave!

In this issue... 

1. RGB OKs Rent Increases, Raises Poor Tax (Tenant/Inqquilino)
2. Quinn Critical Of Board's New Rent Increases (Backstage)
3. RGB Apartment Order #31 (starts Oct. 1, 1999)
4. Town Hall Meeting: "CUNY Under Attack:

-----------------------------------------------------------------

RGB OKs Rent Increases, Raises Poor Tax
Met Council Tenant/Inquilino
by Jenny Laurie

In an unusually fast vote June 24, the city Rent Guidelines Board voted to
increase the rents of apartment tenants and SRO hotel tenants by amounts
that far outstrip what landlords’ costs showed guidelines should be. 
The board voted 5-4 to set apartment guidelines of 2% for a one-year lease
and 4% for a two-year lease, a “poor tax” surcharge of $15 on apartments
renting for $500 or less and — for the first time ever — a minimum rent of
$215 a month. Chairman Edward Hochman cast the deciding vote, joined by
public members Edward Weinstein and Justin Macedonia and the two landlord
representatives, Harold Lubell and Vincent Castellano. 

Weinstein and Macedonia, both Giuliani appointees, voted consis- tently
through the evening with the landlord representatives. Siding with the
tenant representatives against the guidelines were Agustin Rivera, a Koch
appointee, and Bartholomew Carmody, a Giuliani appointment. 

The two tenant representatives, both Giuliani appointees—Jeffrey Coleman, a
lawyer with the firm of Hughes, Hubbard and Reed, and David Pagan, the
director of Los Sures, a Brooklyn housing organization—argued strenuously
for no increase for one-year leases and against the poor tax. 

“Mortgage rates are the lowest they have been in 17 years, the price index
is zero, including an 18% drop in fuel costs last year, and landlords’
profits are higher than ever,” Coleman argued. He explained that in
addition to the surveys showing landlords should get no increase for one
year, there was ample evidence that rents have become more and more
unaffordable.  “In 1970, the average tenant paid 20% of his or her income
for rent; today the average tenant is paying 32%.”

The RGB rejected that proposal, 6-3, with Hochman voting yes after it was
clear it would be defeated.

The group of tenants who will suffer most from the guidelines this year are
those living in single-room-occupancy hotels. The RGB passed guidelines of
4% a year for all categories of SRO/hotel housing. This increase appeared
to be motivated by Ed Weinstein, who at previous meetings had spoken with
sympathy about SRO owners who get hundreds of dollars a night from tourists
and only that much per month from rent-regulated tenants. 

SRO tenants had received 0% guidelines from the RGB every year for the past
five years, because of concern that even small increases would cause
additional homelessness in the very fragile population of people who live
on low, fixed government-benefit incomes. 

These tenants did get a break when Coleman and Rivera proposed a
stipulation that SRO owners could only collect these guidelines from
tenants if they had at least 70% of their rooms rented to rent-regulated
tenants paying legally registered rents. This rule passed despite
Weinstein’s no vote; he explained that he didn’t like the restriction
because it “created a regulatory atmosphere which I, in principle, am
opposed to.” 

Intense rhetoric about landlords going broke as a result of renting
apartments below $400 and $500 a month surrounded the proposals for
increasing the poor tax. The RGB voted to allow landlords to collect an
extra $15 surcharge on apartments renting for $500 or less. Setting a very
dangerous precedent, it also passed for the first time a minimum rent.
Starting on October 1, any rent-stabilized tenant with a rent below $215
will have their rent go up to that amount with the lease renewal. This
again was engineered by Hochman with support from Weinstein and Justin
Macedonia.

In addition, the Board voted for increases on lofts of 1% for one year and
2% for two years. It voted—after some debate—a zero sublet allowance, and
left the vacancy allowance at the state-legislated level of approximately 20%.

-----------------------------------------------------------------

Quinn Critical Of Board's New Rent Increases 
By Roger Armbrust
Backstage, July 1, 1999

Christine Quinn represents Manhattan's District 3 on the New York City
Council. Running on the West Side roughly from 60th Street to Canal Street,
District 3 is the area where most of the city's performing artists work,
and many live. With that in mind, Quinn is critical of both recent
increases in rent-stabilized leases, and developers' efforts to turn
commercial properties in her district into new, expensive housing.

Last week, the city Rent Guidelines Board approved increases for
rent-stabilized apartments by 2% for one-year leases and 4% for two-year
pacts. The rise affects nearly 1 million city apartments operating under
rent stabilization, which prevents landlords from raising rents at will.

Quinn appeared at that board meeting, recommending that rents not be
raised. The board's 5-4 vote for the increase was a response to its staff's
recommendation based on the Price Index of Operating Costs, i.e. the city's
survey of landlords' expenses in buying and maintaining apartments.

"That survey to see how landlords' costs have increased showed that their
costs rose less than 1%," Quinn told Back Stage on Monday. "But tenants get
rent increases of 2% to 4%. This is a process that is biased to landlords."

Landlords, on the other hand, criticize the city's price index survey,
arguing that it doesn't properly reflect long-term expenses. One landlord
told the board last week that apartment buildings age, causing more repairs
which increase maintenance cost; and that the city keeps imposing new
regulations-such as for fire sprinklers and lead-paint removal-which add to
expenses.

Quinn said that the city council has introduced new lead-paint
legislation-requiring removal of the poisonous paint from buildings-in
response to a court ruling requiring action by the city. But she also
cautioned that she believes "the council is moving too quickly" on the
proposed law. "We haven't studied it to determine its impact, and haven't
heard from enough diverse groups of advocates."

While the bill will increase landlords' expenses, Quinn stressed that it is
"a bill driven by the landlord industry and is being pushed for quick
passage by landlords." She added that the bill would "require more rent"
from tenants for the landlords to perform the lead-paint removal.

"The original timeline the city gave for passing the bill was June," Quinn
noted. "But the plaintiffs [in the decisive court case] have asked to delay
the matter until Oct. 15." She said she and many other city council members
agree with that extension, and believes the court will provide it.

"This isn't a deadline issue," she said. "The extension will give us time
to study the bill and make sure it doesn't overburden landlords, but also
provides proper protection for children." The most serious lead-paint issue
involves children peeling and ingesting it. 

In her testimony before the Rent Guidelines Board, Quinn also noted her
wariness of real-estate interests which propound a lack of housing in the city.

"Landlords are trying to cry that there's no residential development," she
told Back Stage. But she added that she is constantly seeing requests
before the city Planning Commission to rezone manufacturing properties in
her district to residential ones. 

But such housing, she opined, "would be of no benefit to actors or artists.
The type of residential they [real estate developers] want would be outside
the guise of rent protection laws; and they'd charge luxury rents.

"What they're talking about is not building housing to support people who
live and work in New York City, such as actors and artists, and others
making their livings here," she concluded. "They want people with greater
financial means than those of us here now."

-----------------------------------------------------------------

THE CITY OF NEW YORK
RENT GUIDELINES BOARD 
June 25, 1999
Order Number 31

Order Number 31 - Apartments and Lofts, rent levels for leases commencing
October 1, 1999 through September 30, 2000. 

NOTICE IS HEREBY GIVEN PURSUANT TO THE AUTHORITY VESTED IN THE NEW YORK CITY
RENT GUIDELINES BOARD BY THE RENT STABILIZATION LAW OF 1969, as amended,
and the
Emergency Tenant Protection Act of 1974, as amended, implemented by
Resolution No 276 of 1974 of
the New York City Council and extended by the Rent Regulation Reform Act of
1997, and in accordance
with the requirements of Section 1043 of the New York City Charter, that
the Rent Guidelines Board (RGB) hereby adopts the following levels of fair
rent increases over lawful rents charged and paid on September 30, 1999.
These rent adjustments will apply to rent stabilized apartments with leases
commencing on or after October 1, 1999 and through September 30, 2000. Rent
guidelines for loft units subject to Section 286 subdivision 7 of the
Multiple Dwelling Law are also included in this order. 

ADJUSTMENT FOR RENEWAL LEASES (APARTMENTS) 

Together with such further adjustments as may be authorized by law, the
annual adjustment for renewal
leases for apartments shall be: 

For a one-year renewal lease commencing on or after October 1, 1999
and on or before September 30, 2000:      2% 

For a two-year renewal lease commencing on or after October 1, 1999
and on or before September 30, 2000:      4% 

These two adjustments shall also apply to dwelling units in a structure
subject to the partial tax exemption program under Section 421a of the Real
Property Tax Law, or in a structure subject to Section 423 of the Real
Property Tax Law as a Redevelopment Project. 

NO VACANCY ALLOWANCE FOR APARTMENTS 

No vacancy allowance is permitted except as provided by sections 19 and 20
of the Rent Regulation
Reform Act of 1997. 

SUPPLEMENTAL ADJUSTMENT OF UP TO $15 PER MONTH FOR RENEWAL LEASES FOR
APARTMENTS RENTING FOR $500 OR LESS ON SEPTEMBER 30, 1999. RENTS THAT ARE
$215 OR LESS ON SEPTEMBER 30, 1999 AFTER ANY ALLOWABLE INCREASES IN THIS
ORDER ARE APPLIED, WILL BE INCREASED TO $215. 

For a renewal lease on a dwelling unit with a lawful rent of $500 or less
per month on September 30, 1999, the levels of rent increase for renewal
leases commencing October 1, 1999 through September 30, 2000 are the same
as those set forth hereinabove plus a $15 per month supplementary adjustment. 

For a renewal lease commencing on or after October 1, 1999 through
September 30, 2000, on a dwelling
unit with a lawful rent of $215 or less per month after any allowable
increase(s) in this Order are applied, the new lawful rent will be $215. 

ADDITIONAL ADJUSTMENT FOR RENT STABILIZED APARTMENTS SUBLET UNDER SECTION
2525.6 OF THE RENT STABILIZATION CODE 

In the event of a sublease governed by subdivision (e) of section 2525.6 of
the Rent Stabilization Code, the allowance authorized by such subdivision
shall be 0%. 

ADJUSTMENTS FOR LOFTS (UNITS IN THE CATEGORY OF BUILDINGS COVERED BY ARTICLE
7-C OF THE MULTIPLE DWELLING LAW) 

The Rent Guidelines Board adopts the following levels of rent increase
above the "base rent", as defined in Section 286, subdivision 4, of the
Multiple Dwelling Law, for units to which these guidelines are applicable
in accordance with Article 7-C of the Multiple Dwelling Law: 

For one-year increase periods commencing on or after October 1, 1999
and on or before September 30, 2000:      1% 

For two-year increase periods commencing on or after October 1, 1999
and on or before September 30, 2000:      2% 

VACANT LOFT UNITS 

No Vacancy Allowance is permitted under this Order. Therefore, except as
otherwise provided in Section
286, subdivision 6, of the Multiple Dwelling Law, the rent charged to any
tenant for a vacancy tenancy
commencing on or after October 1, 1999 and on or before September 30, 2000
may not exceed the "base
rent" referenced above plus the level of adjustment permitted above for
increase periods. 

FRACTIONAL TERMS 

For the purposes of these guidelines any lease or tenancy for a period up
to and including one year shall be deemed a one year lease or tenancy, and
any lease or tenancy for a period of over one year and up to and including
two years shall be deemed a two-year lease or tenancy. 

ESCALATOR CLAUSES 

Where a lease for a dwelling unit in effect on May 31, 1968 or where a
lease in effect on June 30, 1974 for a dwelling unit which became subject
to the Rent Stabilization Law of 1969, by virtue of the Emergency Tenant
Protection Act of 1974 and Resolution Number 276 of the New York City
Council, contained an escalator clause for the increased costs of operation
and such clause is still in effect, the lawful rent on September 30, 1999
over which the fair rent under this Order is computed shall include the
increased rental, if any, due under such clause except those charges which
accrued within one year of the commencement of the renewal lease. Moreover,
where a lease contained an escalator clause that the owner may validly
renew under the Code, unless the owner elects or has elected in writing to
delete such clause, effective no later than October 1, 1999 from the
existing lease and all subsequent leases for such dwelling unit, the
increased rental, if any, due under such escalator clause shall be offset
against the amount of increase authorized under this Order. 

SPECIAL ADJUSTMENTS UNDER PRIOR ORDERS 

All rent adjustments lawfully implemented and maintained under previous
apartment orders and included in the base rent in effect on September 30,
1999 shall continue to be included in the base rent for the
purpose of computing subsequent rents adjusted pursuant to this Order. 

SPECIAL GUIDELINE 

Under Section 26-513(b)(1) of the New York City Administrative Code, and
Section 9(e) of the Emergency
Tenant Protection Act of 1974, the Rent Guidelines Board is obligated to
promulgate special guidelines to aid the State Division of Housing and
Community Renewal in its determination of initial legal regulated rents for
housing accommodations previously subject to the City Rent and
Rehabilitation Law which are the subject of a tenant application for
adjustment. The Rent Guidelines Board hereby adopts the following Special
Guidelines: 

For dwelling units subject to the Rent and Rehabilitation Law on September
30, 1999, which become
vacant after September 30, 1999, the special guideline shall be the greater
of the following: 

1.  150% above the maximum base rent as it existed or would have existed,
plus the allowable fuel cost
adjustment, or 

2.  The Fair Market Rent for existing housing as established by the United
States Department of
Housing and Urban Development (HUD) for the New York City Primary
Metropolitan Statistical Area
pursuant to Section 8(c) (1) of the United States Housing Act of 1937 (42
U.S.C. section 1437f [c][1]) and 24 C.F.R. Part 888, with such Fair Market
Rents to be adjusted based upon whether the tenant
pays his or her own gas and/or electric charges as part of his or her rent
as such gas and/or electric
harges are accounted for by the New York City Housing Authority. 

Such HUD-determined Fair Market Rents will be published in the Federal
Register, to take effect on
October 1, 1999. 

DECONTROLLED UNITS 

The permissible increase for decontrolled units as referenced in Order 3a
which become decontrolled
after September 30, 1999, shall be the greater of the following: 

1. 150% above the maximum base rent as it existed or would have existed,
plus the allowable fuel cost
adjustment, or 

2. The Fair Market Rent for existing housing as established by the United
States Department of
Housing and Urban Development (HUD) for the New York City Primary
Metropolitan Statistical Area
pursuant to Section 8(c) (1) of the United States Housing Act of 1937 (42
U.S.C. section 1437f [c][1]) and 24 C.F.R. Part 888, with such Fair Market
Rents to be adjusted based upon whether the tenant
pays his or her own gas and/or electric charges as part of his or her rent
as such gas and/or electric
charges are accounted for by the New York City Housing Authority. 

Such HUD-determined Fair Market Rents will be published in the Federal
Register, to take effect on
October 1, 1999. 

CREDITS 

Rentals charged and paid in excess of the levels of rent increase
established by this Order shall be fully credited against the next month's
rent. 

STATEMENT OF BASIS AND PURPOSE 

The Rent Guidelines Board is authorized to promulgate rent guidelines
governing apartment units subject
to the Rent Stabilization Law of 1969, as amended, and the Emergency Tenant
Protection Act of 1974, as
amended. The purpose of these guidelines is to implement the public policy
set forth in Findings and
Declaration of Emergency of the Rent Stabilization Law of 1969 (§26-501 of
the N.Y.C. Administrative
Code) and in the Legislative Finding contained in the Emergency Tenant
Protection Act of 1974 (L.1974 c c. 576, §4 [§2]). 

The Rent Guidelines Board is also authorized to promulgate rent guidelines
for loft units subject to Section 286 subdivision 7 of the Multiple
Dwelling Law. The purpose of the loft guidelines is to implement the public
policy set forth in the Legislative Findings of Article 7-C of the Multiple
Dwelling Law (Section 280). 

Dated: June 25, 1999 
Edward S. Hochman, Esq. 
Chairman 
Rent Guidelines Board 

-----------------------------------------------------------------

Friends of CUNY and the New York Forum
Manhattan Borough President C. Virginia Fields
Former Manhattan Borough President Ruth Messinger
U.S. Representative Jerrold Nadler
State Senators Tom Duane & Eric Schneiderman
Former State Senator Franz S. Leichter
Assemblymembers Deborah Glick, Dick Gottfried & Scott Stringer
Councilmembers Kathryn Freed, Margarita Lopez & Chris Quinn

Invite You To A
Town Hall Meeting
"CUNY Under Attack:
Open Admissions or Closed Door to Opportunity"

The Mayor and Governor are determined to "downsize" CUNY and deprive
those who need CUNY the most of their opportunity for a college
education and a chance for a future.

Wednesday, July 14, 7:00 pm - 9:00 pm
At Fashion Institute of Technology, Katie Murphy Amphitheatre, Building
D, Main Floor, Seventh Avenue & 27th Street

Find out what we can do to fight back. Learn the truth about:
   The Proposal To End Remediation
   Standards and Graduation Rates
   Budget Cuts, Tuition Hikes & Their Impact on New Yorkers
   The Report of the Mayor's Task Force on CUNY

For More Information, call Bill Zwart at 212-582-5020

-----------------------------------------------------------------
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In this issue... 

1. Vallone Lead Bill Online
2. You can testify at Rudy's lead-paint bill signing 7/15
3. Loft Law Limbo: Artists Fret As Albany Fiddles (Voice)
4. Uneasiness Prevails as Loft Law Expires (Times)
5. Tenants Up in Air: Loft Law expires and leaves 10,000 dwellers hanging
(News)

-----------------------------------------------------------------

LEAD BILL NOW ONLINE

The final text of the Peter Vallone/Rudy Giuliani Lead Bill, Intro 
582 (AKA Landlord Protection Act of 1999) is now online at 
http://leah.council.nyc.ny.us/leg99/int0582.htm.
 
-----------------------------------------------------------------

SAMPLE TESTIMONY FOR LEAD POISONING ACT OF 1999 BILL 
SIGNING HEARING JULY 15, 1999 2:30 PM CITY HALL

by A. Tenant

Mr. Mayor, I urge you not to sign the Lead Poisoning Act of 1999. While
some may consider this a done deal, it is not a contract until it is
signed, and I urge you to keep your pen in your pocket.

This moment defines whether you are still a prosecutor, or have become a
defense attorney for irresponsible and criminal behavior by those
responsible for protecting vulnerable children from lead poisoning, a form
of institutional child abuse.  Parents are helpless to protect their
children from invisible lead dust without the intervention of the city to
monitor and enforce safe lead abatement work by owners when it is found
that children are exposed to lead or, when unable to obtain compliance from
an owner, go in and eliminate the danger of irreversible brain damage
quickly and safely itself, and pursue appropriate action against that owner.

By providing unreasonable time periods for abating dangerous conditions, by
eliminating the requirement for lead dust testing to prevent poisoning
immediately after removal work is done, and by creating a panoply of
defenses for owners who are responsible when poisoning does occur, Introl
582 would ensure that a given number currently healthy babies will suffer
severe lead poisoning in the years ahead.  In addition to effective code
enforcement the second prong of any effective lead poisoning prevention
program has been the incentive of the possibility that those found
responsible for the serious poisoning of a child will be held accountable
for not protecting  children from a known tragedy that currently effects
over 30,000 children in New York City,

Your decision on the law you have been asked to consider will send a
message to this State and this County about where this city stands on the
question of protecting babies and children under six years of age from
unnecessary exposure to toxic lead paint and lead dust.

Every expert who testified at the City Council's hastily convened hearings
two weeks ago agreed that Intro. 582 does not go far enough in ensuring
that children are not exposed to toxic lead dust. This ill-conceived bill
was based on inadequate consultation with affected constituencies.

While the interests of property owners, some of which are clearly valid,
would receive undo concern, the interests of health providers who have been
successfully reducing lead poisoning over the past twenty years, the
interests of tenants and of those concerned with the preservation of safe
and affordable housing, and most importantly the interests of parents and
children forced to live in the Lead Belt - those neighborhoods
characterized by older, under-maintained buildings occupied predominantly
by low income tenants of color- were not adequately consulted or protected.
 For this reason, Intro. 582 has been rightly described as protecting
property owners but not children from the consequences of preventable lead
poisoning.

This bill contains several unacceptable provisions and constitutes a step
in the wrong direction on the path toward protecting tens of thousands of
children from suffering permanent brain damage from this preventable
disease. The 21-day incentive period, during which property owners would be
encouraged to avoid federal safety standards by removing possible lead
paint without it ever being tested by the city, encourages less responsible
owners to avoid .

Responsible and diligent owners, who want to ensure that children are not
exposed to lead poisoning even if this law would not compel them to, are
essentially subject to financial penalties. This is equivalent to fining
owners who obey the law or act responsibly.

One of the justifications of this law is the unproven claim that parents
can prevent lead poisoning of their children - 90% Return to the model of
the old window guard which was shown not to work. Window related tragedies
for young children went down by 50% as soon as the a provision was inserted
into law by your predecessor requiringowners affirmatively to seek out
whether young children reside in an apartment and to install window guards
in all cases where they do.  Intro. 582 removes owners' existing obligation
to determine whether children reside in an apartment, and removes the
rebuttable presumption - based on irrefutable scientfic evidence - that
paint in pre-1960 buildings is likely to be lead-based.

Mr. Mayor, I understand that you are not allowed to sign this bill until
this hearing is over, is that correct?  In that case, you are going to have
to arrest me.

Thank you for your attention.

-----------------------------------------------------------------

June 30 - July 6, 1999 
Towers & Tenements
by j.a. lobbia 

Loft Law Limbo: Artists Fret As Albany Fiddles 

Imagine a downtown artist's loft with brick walls, sunlight streaming
through tall, arched windows, space that measures in the four-digit range,
and a three-digit rent. The tenants may not be rich in the
stocks-and-investments sense, but as far as real estate goes, they're
loaded. In this town of tub-in-the-kitchen tenements and
smaller-than-a-shoebox studios, wealth can be calculated in square feet,
closets are currency, and loft-dwellers are the ultimate conquerers of space. 

But these days, city artists are worried that, any time now, they could be
robbed, and by the state legislature no less. That's because the loft law,
which allows them to live and work in commercial spaces, expires on June
30. Originally passed in 1982 and renewed periodically since, the law must
be reenacted by the state legislature to be effective. But the law's late
June end date has thrown it smack into the middle of a protracted and
heavily political state budget battle and has turned the housing law into
what Albany Republicans have called "a secret weapon" to force pro-loft
Democrats into supporting GOP issues. 

As of this writing, the loft law has not been renewed and is expected to
limp along on short-term extensions until the budget is resolved. But while
the law's tenuous status makes loft-dwellers nervous, it's not expected to
be scrapped altogether. Says Bill Hall, a sculptor and cochair of the Lower
Manhattan Loft Tenants group, "I have every reason to believe [Democratic
Assembly Speaker] Shelly Silver," whose downtown district includes most of
the city's 835 loft buildings, "will make sure it happens. It just takes
time." 

The law is not only tangled up in Albany politics— with Senate Majority
Leader Republican Joe Bruno holding it hostage to GOP budget demands and
Governor George Pataki trying to leverage it to force things like extended
cuts in Medicaid— it is also entwined in the ambitions of power brokers.
First, there's the partisan skirmishing between Silver and Bruno (who waged
the famous 1997 Albany attack against rent laws). Add the war between
Pataki and Mayor Rudy Giuliani— two Republicans competing for national
attention. "Anything Rudy wants, Pataki won't do," says one loft tenant.
"With all the ambitions and egos, it's hard to call." 

Loft landlords are trying to use the window to loosen the law and have
drafted a bill— which still lacks a sponsor— that could effectively force
half of the city's 10,000 loft tenants out by removing buildings that
dedicate less than 51 percent of their gross square footage to residential
lofts. Sources say the draft is unlikely to go anywhere. Tenants have a
bill, passed in the Assembly, that would extend the law until 2004. 

While the loft battle surfaces periodically in Albany, another conflict
simmers more regularly here in the city. Artists argue that they could not
afford to live here without the privileges extended by the loft law, which
allows for residential and studio use of commercial spaces and keeps rents
low while landlords bring buildings up to housing code standards. But that
argument is irritating to many nonartist tenants who pay sky-high rents for
tiny apartments and who would just as soon paint or sculpt instead of
working tedious jobs to pay the rent. 

"There is an awful lot of resentment because the housing market is so
unfairly checkerboarded in this city," says Sharon Zukin, a sociology
professor at Brooklyn College and author of a book on loft living. "The
laws dispose people to a dog-eat-dog mentality. Of course, it's the owners
and developers who have a major share of the benefits." 

Indeed, a simple Saturday saunter through Soho or Tribeca shows that loft
districts settled by artists decades ago have transformed neighborhoods
from desolate warehouse districts to overcrowded shopping strips, with
property owners as the ultimate winners. More plainly, artists act as a
social detergent for developers, moving in and cleaning up forgotten
neighborhoods until they become livable and finally attractive to
nonartists. In the end, the neighborhoods become so hygienic, artists who
are newcomers can no longer afford to live there. (Only commercial
buildings that were occupied by residential tenants from 1980 to 1981 are
covered by the loft law, and no more are coming on line.) 

"The role of artists is sort of a double-edged sword because their presence
made the way they live an attractive commodity itself," says Zukin. "Lofts
became desirable to nonartists, partly because the media, like New York
magazine and The New York Times, were eager to break the news to their
readers about a new chic way to live. The development of loft districts was
the beginning of using culture as an economic development strategy. The
ability to turn these abandoned industrial spaces into something else that
looked cosmopolitan and sophisticated really gave a big cue to cities about
the future importance of gentrification and attracting certain parts of the
middle class." 

In fact, in a 1977 New York Times article, Zukin warned against efforts to
create loft zones in Soho and the Garment District, warning that such a
move "represents a costly travesty of heterogeneity that will produce, at
best, a copy of the [then recent urban] renewal of the Upper East Side. We
will see yet another quarter of monolithic, high-rent residences and shops,
surrounded by drastically reduced 'ethnic' and 'atelier' zones." 

Soho's current consumer culture proves Zukin right. "When you have a
neighborhood with multiple branches of Louis Vuitton, cosmetic stores, and
consumer goods, it's really quite something different," Zukin said in a
recent interview. "It's not a local neighborhood anymore, and it's not an
artists' group anymore. It's an urban mall, and I don't know whom to blame
for that. The loft movement turned into a market a long time ago. It still
has the cachet of a movement, but not much spirit." 

Bill Jordan, a photographer who has lived on Lower Broadway for 22 years,
calls his neighborhood's commercial explosion "a mixed blessing. I'm
ambivalent because I don't like the crowds, but the larger-scale stores
are— someone will kill me for saying this— more stable" than smaller shops
that once populated his Broadway block but that have now been replaced with
chains like Old Navy, Banana Republic, and Club Monaco. 

Longtime loft-dwellers themselves have mixed feelings about the evolution.
"As far as people being resentful that we have big spaces for low rent,
what can I say?" asks sculptor Hall. "These neighborhoods were created by
artists who needed space for their studios, and it's difficult to be
apologetic. At the same time, I understand. You'd have a hard time moving
to Tribeca now even if you were a stockbroker. The loft prices are
unbelievable." 

Research: Nellie Abernathy 

-----------------------------------------------------------------

Uneasiness Prevails as Loft Law Expires 
July 1, 1999, New York Times
By WINNIE HU

Loft dwellers in New York City were left wondering about their homes
Wednesday night when a state law expired that since 1982 had protected
residents of commercial buildings from eviction. 

Although the lofts technically became illegal residences when the law
expired at midnight, state legislators offered reassurances that people
would not have to start packing. And several tenants and landlords said the
expiration was an inconvenience but not a real threat. 

"I'm not going anywhere; this is my home," said Madeline Stossker, 32, a
painter who shares a Greenwich Village loft with her boyfriend. "It will
take more than just a law disappearing to make me disappear." 

State lawmakers allowed the loft law to expire in a political tussle over
unrelated budget issues. As a result, an estimated 664 loft buildings,
situated primarily in lower Manhattan, became illegal residences. 

The law had legalized what artists and others had done for years: occupy
commercial spaces with the consent of landlords. 

Buildings affected by the law were those that had originally been used for
commercial purposes but in which three or more residential units became
occupied between April 1, 1980 and Dec. 1, 1981. The conversion had to meet
fire and safety requirements and comply with laws on access for the
disabled. Many buildings needed plumbing and electrical work, and the
installation of sprinklers and smoke detectors. 

Now that the law has expired, it is unlikely that anyone will be evicted
immediately. For one thing, a landlord must file a 30-day notice of
eviction. For another, state lawmakers are expected to resurrect the loft
law when they meet again on July 12. 

"The reality is people are not in danger of losing their homes, but that
doesn't abrogate the Legislature's responsibility to protect their homes,"
said Senator Thomas K. Duane, whose Manhattan district includes hundreds of
loft buildings. 

But for some loft dwellers, that was small consolation. Duane said he had
received hundreds of phone calls and letters from concerned loft tenants in
his district. During the legislative session in Albany, he turned over part
of his office to loft tenants who were lobbying other lawmakers. 

Michael Kanakis, 48, a photographer who lives with his wife and son in a
loft in Chelsea, said the law provided a measure of protection from
landlords who were more interested in the bottom line. Before the law was
passed, he said, his heat was turned off every Friday afternoon for the
weekend. Afterward, he said, he not only had heat, but was also given a
phone number to call if the heat went off. 

"Whatever we did get, we had to fight for," he said. "This law is important
to us. You don't mess with people's homes." 

But others would just as soon see the loft law disappear permanently.
Thomas Berger, president of the Association of Commercial Property Owners,
a 400-member group of loft landlords, said the law required them to make
costly renovations to their buildings while restricting the amount of rent
they could demand. 

"It's a stupid law, it's an unworkable law, but it's a pawn in a chess
game," said Berger, adding that he had spent $300,000 on required
renovations to his TriBeCa building. 

Throughout the city, the loft law has allowed people to create communities
where once there were vacant buildings and warehouses. Kanakis, for
example, has lived next door to the same two families for 22 years. 

Another loft dweller, Lawrence Wheatman, said his bright, spacious loft on
West 30th Street had started out as nothing more than a dump for other
tenants, with garbage bags piled to the ceiling. 

But Wheatman, a photographer, said he had spent more than $20,000 to turn
the 1,000-square-foot rental space into a home. 

"This was the location we wanted, there's no doubt about it," he said. "I'm
still here 19 years later. I love this space." 

-----------------------------------------------------------------

Tenants Up in Air: Loft Law expires and leaves 10,000 dwellers hanging 
By DAVE GOLDINER 
Daily News Staff Writer, July 2, 1999

Painter Joe Marioni moved into his Garment District loft more than a
quarter century ago when his landlord couldn't give away space in the
dilapidated former button factory.

Like thousands of other loft dwellers, Marioni spent yesterday worrying
about his future in the treasured 1,000-square-foot space that doubles as
an apartment and studio after a state law protecting them expired. 

"We artists have a very intimate relationship to our work and the space we
work in," said Marioni. "Anything that disturbs that is very serious. It's
consuming my time, and it's legal harassment."

The estimated 10,000 loft tenants — mostly artists in lower Manhattan — are
on pins and needles over the lapsing of the 1982 Loft Law, which expired
yesterday amid a partisan budget dispute in Albany.

Since the clock expired on the law, loft tenants are technically living
illegally in some 900 commercial and industrial buildings.

Although no one will face immediate eviction, some tenants may get 30-day
eviction notices. Others may be forced to hire lawyers to battle landlords.

The uncertainty could prove unsettling to artists who thought they had
finally achieved a degree of stability.

"It certainly will be high anxiety for a lot of tenants, if nothing more,"
said Bill Hall, a sculptor who lives with his family in a Tribeca loft.
"We're heading into uncharted legal waters."

Landlords oppose the Loft Law as unnecessary government regulation. They
say it forces them to spend thousands of dollars on renovations while
sharply limiting rents they may charge. 

"The law is total insanity," said Thomas Berger, president of a loft
landlords group. "The rents are way too low, and it makes the owner's life
impossible."

A bill extending the Loft Law was passed by the Democratic-controlled
Assembly, but died in the Republican-held Senate. Tenants blame Gov. Pataki
and his GOP allies for holding up approval to punish Democrats who are
battling over items in the state budget.

"We have been used very cynically," said Chuck DeLaney, a photographer who
lives in a loft on Pearl St.

Insiders believe the lawmakers will eventually pass the Loft Law, possibly
after they reconvene on July 12. 

It can't happen too soon for Marioni, who would rather be concentrating on
his artwork than on the Byzantine world of Albany politics.

"It's not fun being a pawn in a political game," he said.

Original Publication Date: 07/02/1999 

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In this issue... 

1. Notes from the Underground (City Limits)
   NYCHA's Gadfly

2. The Fix Is Out: Public Housing Crumbles on Republicans’ Watch 
   (Voice)

3. Waltham, Massachusetts City Council Votes Boycott of MetLife
   over Rent Increases

-----------------------------------------------------------------

Notes from the Underground
By Kathleen McGowan 

Sitting in his living room in Bay Ridge, his tabby cat lolling at his feet,
Jack Ballinger has become the self-appointed scourge of the New York City
Housing Authority. 

His fax newsletter is a hotsheet for the legions of civil servants at
NYCHA, which manages public housing for about 500,000 poor and
working-class New Yorkers. Sexual harassment allegations? Stolen memos and
lost files? Epic tales of patronage, wife-beating and politically charged
office affairs? The Housing Spotlight has got it all, with nudge-and-a-wink
hints of who's doing wrong and a knowing tone that makes it Page Six for
housing bureaucrats. 

"It's a great country," he laughs. "I've got a fax machine, and we pay $30
a month for unlimited calls." 

Ballinger's anonymous faxes have developed a loyal following among NYCHA
staff, who read the newsletter under their desks and covertly e-mail him
new dirt. "The Spotlight has been a lifeblood for those of us who are civil
servants," says one of his tipsters. "We were like, 'Oh my God, somebody's
out there.' I didn't know who he was, but I was so happy. He's the sanest,
fiercest, most fabulous man."  

The newsletter selects its targets with care. Ballinger, himself an
ex-NYCHA employee, is a careful editor, focusing on the follies of the
Authority's political appointees and higher-ups, especially when they
torment their underlings.  

That's because for the 52-year-old Ballinger, it's personal. Last month he
went public with a 25-page indictment, complete with dates, names and
details, of two corruption scandals he witnessed at the agency. He signed
his name to the testimonial, posted it on his web site (
http://www.spacelab.net/~guijackb/spot ) annotated with memos and taped
phone conversations-and faxed it to more than 100 politicians and
investigative agencies nationwide. 

How did this man, a former steamfitter who admits he got his NYCHA job
through a local politician, come to spend four years trying to get his
allegations taken seriously? And, given the gravity of his accusations, the
mysterious suicides that he's written about and the possibility of libel,
why did he decide to reveal his identity? 

He's not on a crusade. In fact, he doesn't seem to care much for abstract
ideas of taxpayer accountability or the public good. "I wouldn't care if
they stole $600 million," he insists. "I'm no reformer." He rarely mentions
the hundreds of thousands of tenants that suffer the consequences of wasted
money and corruption. Instead, he spends nearly all his time-and, by his
account, put himself in physical danger-to avenge NYCHA's working stiffs.
"It's what they did to the little guys," he says. "They've screwed too many
people's lives over." 
  
Ballinger's transformation from steamfitter to whistleblower began in 1995,
when, after a few months working at NYCHA's central office, he says he
stumbled on a big problem: All the information normally kept on one agency
database- everything from the number of workers to insurance records and
permits-was missing from $50 million worth of contracts for security
systems like intercoms and lights. The work had no documentation, making it
impossible to tell if it had been inspected. 

To Ballinger, the situation stank. "I was once a contractor myself, and if
you tell me that nobody's going to check on my work or my materials-and
that you're going to pay me for top-class work-I'll be a very happy man,"
he says. But when he pointed the problem out to his bosses, he was promptly
transferred to Coney Island. 

There in the field office, he was approached by a roofing inspector who had
been taking bribes and was terrified of getting caught. He asked for
Ballinger's help in going straight, and the two wound up coordinating an
investigation between NYCHA's Inspector General office and about 12
inspectors. Sometimes contractors would offer the inspectors outright
bribes, but the more subtle deals involved officials in NYCHA management,
reports one contract administrator turned double agent. Ballinger says that
the sting lasted about five months in 1997. 

But the inspectors began to suspect that their work was being leaked. They
also say that the IG instructed them to target new contractors, instead of
perennial favorites that they knew were on the take. Since then, says
Ballinger, nothing has happened. The investigation into the missing
contracts has apparently been closed, and Ballinger thinks the bribery
investigation has been botched. The IG's office never questioned him about
the missing data, and still hasn't spoken to men who would provide crucial
testimony and documentation through their daily log books. 

"The minute we received [Ballinger's complaints], we took them seriously.
We turned it over to the IG," says NYCHA spokesman Hilly Gross. "The minute
his findings become public, we'll make them public." But it's hard to
determine where the investigation stands. Although there are rumors that
the investigation is ongoing, the federal Department of Housing and Urban
Development, which funds NYCHA, recently told Ballinger that the case was
closed last year. 

Ballinger's accusations may sometimes sound over the top. He says his car
has been forced off the road, and mentions three unexplained deaths-two
apparently suicides-of NYCHA employees who were aware of his
investigations. But he provides plenty of corroborating evidence, and
reporters have confirmed his stories. Last year, Channel 9's investigative
team aired a series based on his sources. And the Spanish-language daily
Noticias del Mundo ran a two-week series in May focusing on another
Ballinger exposŽ, NYCHA's $100 million sweetheart lease on a building
recently purchased by a friend of Authority board member Kalman Finkel. 
  
By last year, Ballinger was on worker's comp from his NYCHA job and
frustrated that his undercover work was stalled in official channels. He
decided to bypass the investigative apparatus and talk directly to the
people that would know and care about what the agency was all about. The
Spotlight was born. 

What's most interesting about this scandal sheet is the insight it provides
into the institutional psyche of the 15,000-employee Housing Authority. In
the Spotlight's pages, this massive bureaucracy, nationally recognized as
the country's best public housing authority, is a poisonously paranoid
place. Morale is devastated by infighting. Low-level corruption is rampant,
and retaliatory transfers and demotions are constants. Nervous breakdowns
at Ballinger's NYCHA seem to be as common as office colds. That his reports
have satisfyingly soap opera-like continuity only adds to the
can't-put-it-down quotient. Regular characters like Kalman "The Fink"
Finkel re-appear with satisfying frequency. 

Although his prose tends toward the overwrought, this Matt Drudge of the
Housing Authority has clearly hit a nerve. The Housing Spotlight is
contraband at NYCHA, and being caught with the tipsheet means trouble.
Employees report that higher-ups hang around the fax machines on Tuesdays,
waiting to intercept it. 

Surreptitiously, his fans strike back. "I put them in the ladies' room,"
says one NYCHA worker. "Every Tuesday you see women from other departments
in our ladies' room. Or I put them in the freezer, and strange women come
to the department asking, 'Do you have any ice? Do you have any frozen
peas?' I'd photocopy 100 of them, leave stacks in elevators, send 'em down
the post office chute, leave them in the Dunkin' Donuts. They'd all be
gone. That's how we knew it was powerful."  

And the Spotlight's reports have repercussions. Ballinger was the first to
write about a NYCHA sexual harassment case that many point to as the
scandal that forced out former board chair Ruben Franco. 

Mayor Rudolph Giuliani used to keep a close eye on NYCHA; in fact, he
prosecuted one of the Authority's most famous corruption scandals in the
1980s. But NYCHA staff, many of whom initially supported Giuliani, say the
mayor has betrayed the agency by refusing to investigate and punish
corruption, and by stocking the Authority with patronage appointees. "It's
worse than it's ever been," says one secretary. "Giuliani doesn't give a
shit. He's brought in people who know nothing about housing, and they're
not taking care of the agency." In the end, it's the city's public housing
tenants that must cope with locks that break, sprinklers that don't put out
fires, and asbestos that isn't properly removed. 

As for Ballinger, he has hopes for the new NYCHA chair, John Martinez, but
promises to keep dogging upper management. He now gets about a half-dozen
emails every day. 

"This is my life," he says. "So many people are upset in their jobs, and
they're calling me, crying over the phone. I'll get more information every
week, I'll keep faxing, and eventually, hopefully, we'll have some sort of
investigation into this. I keep telling them-if they treated people right,
I'd be out of business."  

-----------------------------------------------------------------

July 14 - 20, 1999 
Towers and Tenements
by j. a. lobbia 

The Fix Is Out: Public Housing Crumbles on Republicans’ Watch 

In the shank of last week's killer heat wave, Bob stood in the
lobby-turned-oven of his Williamsburg apartment building and rethought his
next move. It was about 8:30 at night, and he had planned to take the
elevator home to his 18th-floor apartment to cool off for the evening.
Instead, a familiar scene forced him to change his approach: The elevator
was broken. 

"I'm going to go back and sit in my car with the air conditioning on for a
few minutes, and then I'll walk up," said Bob, 35, who would not give his
last name. "I've done this before. It'll take me less than 10 minutes to
get up there." 

Walking 18 flights of stairs in stifling heat is daunting, but possible,
for a man in his midthirties. But for hundreds of other tenants of Williams
Plaza, a group of buildings that contain 577 apartments run by the New York
City Housing Authority (NYCHA), the task is near impossible. As Bob headed
for his car, an elderly couple, the Rosados, braced for an 18-story climb
home; the journey would take them at least 15 sweltering minutes. When
their son, Daniel, complained that the elevator breaks down at least once a
week, his father corrected him: "It's more like three or four times." 

Chronically dysfunctional elevators are just one problem at Williams Plaza,
according to a report released last week by state comptroller Carl McCall.
Unreliable boilers and a dramatically degenerated roof are among the
development's worst traits. McCall's study showed that problems at Williams
Plaza are common citywide: just around the corner at Independence Towers,
faulty elevators left cane-reliant seniors with a baffling choice: walk
upstairs, or impose on neighbors who live on lower floors and who might let
them spend the night. 

Across the water at Staten Island's 693-unit Stapleton houses and in
Harlem's 1207-unit Drew Hamilton houses, McCall's staff found most kitchens
in need of immediate attention. And in the Bronx, McCall found, the heating
system for the 441 apartments in the Baychester Houses was rated as poor,
and bathrooms in the Linden Houses, with 1586 apartments in East New York,
had declined from their already lowly rating of poor a decade ago, the last
time the comptroller reviewed such developments. 

The McCall study focuses on the 21 NYCHA projects that were built by the
city or the state; another 325 NYCHA developments are federal and were the
subject of a February McCall report. The 21 projects contain 20,000
apartments and are home to 59,000 residents. "NYCHA housing is one of the
most significant public housing systems in the country, a gem that New York
City should be able to be proud of," says McCall. "This is not simply
valuable infrastructure for the city; it is also home to thousands of
people. That's why we're looking critically at what we have now and asking
what can be done to ready it for the future." 

Relying on NYCHA's own management reports that rate physical conditions,
McCall's staffers compared the results to a similar comptroller study done
10 years ago. "Much to our dismay," the current report states, "we conclude
that the buildings...have deteriorated significantly since we last reviewed
their condition." 

Tenants of the developments don't need number-crunching bureaucrats to know
their buildings are in trouble. "We have many, many serious problems here,"
says Joseph Garber, a member of the New York City Public Housing Residents'
Alliance who has lived in Independence Towers, a cluster of five 21-story
buildings, since 1976. Independence Towers has been thrust into
Williamsburg's long-standing housing battle between Orthodox Jews and
Latinos, and is one of three buildings ordered by a federal judge to set
aside apartments for Latinos, since Jews have been favored there for years. 

Garber, who himself expresses the housing dilemma in racial
terms—complaining about Latino supers and black tenants—acknowledges that
disrepair does not discriminate. "If the elevator doesn't work," he says,
"the effect is the same if you're black, white, green, or Hispanic." 

The problem, predictably enough, is money. When the city and state built
public housing, it was assumed that the rent roll would cover
modernization. By the mid 1970s, rising costs proved that calculation
wrong, and tenants have been shortchanged since. Governor George Pataki
exacerbated the dilemma in 1998 when he eliminated an operating budget that
the state had provided to NYCHA annually since 1969—a move that has
resulted in two yet-unresolved NYCHA lawsuits against the governor. City
budgets have tried to bridge the gap, but even those have fallen short,
forcing NYCHA to channel federal money to pay for maintenance for city and
state stock. Spokespeople for the governor and for the mayor did not return
calls. 

Even NYCHA does not dispute McCall's findings, saying the report "merely
underscores a well known fact: public housing in NYC continues to age...and
available funding is inadequate." In fact, 10 years ago, NYCHA and the
state comptroller figured modernizing state and city projects would have
cost $200 million; the price tag today is more than $1 billion. 

The escalating costs make housing advocates wonder why city and state
officials would not intervene sooner. "I hope it's just an oversight, but I
fear an attitude that says people who live in public housing should not be
full citizens, and that if you live there, you'd better not expect much,"
says David Jones, president and CEO of the Community Service Society. "This
is clearly so important, but it is happening below the sightlines. There's
been no public discussion about this." 

McCall's report comes as NYCHA itself is undergoing profound
transformation. In January, chair Ruben Franco resigned after three
firefighters were killed battling a blaze in a NYCHA building where the
sprinklers were turned off; both Franco and Mayor Rudy Giuliani deny the
resignation was linked to the deaths. And the authority faces a huge
challenge this fall when a controversial federal law will give working
people preference in getting placement in public housing. 

McCall's most recent report mimics his February study of NYCHA's federally
funded buildings. McCall found two-thirds of the 104 projects surveyed had
at least one major problem. But unlike city- and state-backed developments,
federally built developments had improved in some areas. 

"What you start to see here is clear," says Jones. "There are some in the
city and state administration who have been seeking the privatization of
public housing, and one way to accelerate that is to let the buildings go
to rack and ruin until they're too deterioriated to fix. It's pretty
Machiavellian, I must admit, but we're not talking about a huge amount of
money to fix this, and this is a time of real surplus. We're not talking
about expanding public housing, just keeping it up to code. You just start
to wonder why they won't do it." 

-----------------------------------------------------------------

PRESS RELEASE -- MetLife the SOB Landlord

For Immediate Release
Contact: 
David Feld (781) 981-4734
Bobbie Morton (617)332-9090 x349

Waltham, Massachusetts Boycotts MetLife

In a bold effort to encourage corporate responsibility, last night the City
Council of Waltham, Massachusetts overwhelmingly passed a resolution to
boycott the insurance giant MetLife.  The action was the City's latest
response to the refusal of a MetLife real estate subsidiary to bargain in
good faith with the tenants of Northgate Heights Apartments -- outraged at
sudden rent increases of 30 to 45%.

"We need to attempt to send a strong message," stated Council member David
Gately. "If this burns a bridge with MetLife, they lit the match."

The resolution officially condemns "the predatory behavior of MetLife in
coming into our community to engage in real estate speculation that profits
on the backs of working people, retired elders and disabled persons."  The
measure announces the City's resolve to officially boycott MetLife products
and encourages Waltham residents to boycott the company and its subsidiaries. 

MetLife's SSR Realty, purchased Northgate Heights in September 1998. At
that time, they announced rent increases of 35-50%, which translates into
$300-500 for the tenants.  Many tenants are long term residents, senior
citizens and people with disabilities.  The Northgate Heights Tenants
Association has been trying to negotiate with SSR Realty to increase rents
by 15% in year one, but the landlords have refused to negotiate in good faith.

"In May, after our first meetings with SSR Realty, they offered a special
rent program for 'hardship' cases," explained David Feld from the Tenants
Association.  "But the program was so narrowly defined it would only help a
small handful of tenants." 

As the Tenants Association struggled, more and more tenants were forced to
move out. "People get desperate and have to move," said Jeff Auerbach, also
a Tenants Association member. "Obviously, SSR Realty would rather have
corporate apartments and short term tenants because very few new people are
moving in as the old tenants move out." The Tenants Association believes
there are approximately 50 remaining original tenants.

"We simply want them to negotiate a reasonable settlement," says Feld. "And
we want this to be a wake up call for them and other companies who feel
they can come into a tight knit community and try to destroy it. The people
of Waltham have shown MetLife that they are human beings and not an income
stream."

For more information on the boycott contact the Northgate Heights Tenants
Association at (781) 891-6689 or David S. Kaplan at 781.647.0408.

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In this issue... 

1. Cold Comfort (Tenants in Supportive Housing) City Limits

-----------------------------------------------------------------

Cold Comfort 
By Kemba Johnson 
City Limits, July 1999
http://www.citylimits.org 

In supportive housing, tenants get a clean room and a helping hand. But if
they cross the line, they get the boot. X-Kaleem Shabazz has gotten used to
fixing smashed locks and kicked-in doors. When you're an assistant manager
for the St. Nicholas, a supportive housing hotel in Harlem, making minor
repairs is just part of another day at the office. 

Some of the residents at the St. Nicholas are on the losing side of a
battle with crack or alcohol. Others play hide-and-seek with loan sharks.
Many, disavowed by family or friends, are fighting for both financial and
emotional stability. So it's not uncommon for a door to bear the brunt of
the anger, embarrassment, frustration, exposure and exhaustion. "Many
residents don't have good stress management skills," says Shabazz bluntly. 

St. Nicholas is run by Praxis Housing Initiatives, which has three other
single-room occupancy hotels like it. It's one of 79 nonprofits in the city
coping with the day-to-day dramas of providing both housing and services
for the recently homeless, people with mental illness, substance abusers
and people living with HIV or AIDS. It isn't a job for the faint of heart.
"With the people we house comes a mentality," Shabazz explains. "For the
person on the outside, kicking in doors is a big deal. For us it's not a
code red." 

She sympathizes with her tenants as they wrestle with stalled lives and
chemical dependence, even when they take it out on the decor. She once
smoked crack, too, and spent time in prison for three separate felony
convictions. For five years after she got out of jail, she says, her life
was going nowhere, slowly. Nobody would give her a job until two years ago,
when Praxis executive director Father Gordon Duggins hired her. 

Shabazz, who lives in another Praxis SRO, credits the group with putting
her back on the road to a real life. Since then, she has started a
motivational lecture series for and by women fighting addiction. "Praxis is
my foundation for a lot of things," she says. "I'm picking up skills to be
marketable so those doors that five, two, three years ago were closed in my
face won't be slammed again." 

Not every tenant is so pleased with Praxis or its fellow nonprofit
landlords. There are bitter trade-offs to running supportive housing:
Managers maintain order in these SROs by imposing strict, even oppressive
house rules, such as limits on visitors and room checks with little or no
notice.  

But the truly ugly side of supportive housing is the quick and dirty
evictions that clear problem tenants out without a trip to court. "In these
kinds of settings, often the agency doesn't really understand the role of
the landlord," acknowledges Vickie Neilson, senior staff attorney at the
HIV Law Project, who has trained supportive housing landlords and
represented their tenants in court. "One provider told me, 'Well, if I
followed the rules, I'd be running a crack house here,'" she says. 

Very little about running and living in supportive housing is black and
white. Tenants can be alternatively needy and destructive, and supportive
housing managers find that their roles as landlord and social worker often
collide. While illegal evictions make the difficult job of managing the
housing easier, it also puts vulnerable tenants on an express track to
homelessness. Defenders say the practice is a necessary evil, the only
thing that stands between housing and bedlam. But few of the troubled
tenants know their rights, ending up back on the street, still vulnerable,
angry or lost, with nowhere else to turn. 

Supportive housing sounds like a liability lawyer's dream: Spend the city
or state's money to renovate a neglected building in a low-income
neighborhood. Populate it with a mix of homeless people, mentally ill
residents, former substance abusers and people with HIV or AIDS. Toss in a
few community members for good measure. The truly ambitious also hire
ex-cons to maintain order and keep the floors clean; Praxis has about 85 on
staff. 

In the last 15 years, supportive housing has developed into a working
alternative to commercial for-profit SROs, where landlords get paid around
$1,100 a month from the city just to provide a bed for people referred from
the city's mental health, homelessness and AIDS departments. 

For nonprofit supportive housing managers, the bed is just the beginning.
Each agency offers or refers tenants out to a range of programs-employment
training, GED classes, substance abuse counseling, help navigating the
government benefits maze. "The intent in the nonprofit is to have people
succeed in housing. They know your normal comings and goings, so if your
behavior become erratic, someone notices and can work with you," says
Maureen Friar, executive director of the statewide Supportive Housing
Network. "Services are voluntary; folks have access when they agree to be
part of the [building]." 

In the last few years, supportive housing has become the little black dress
of the housing world: Everyone who is anyone has one. The YMCA runs seven;
Volunteers of America has six, as does Brooklyn Catholic Charities. In the
last two years, the number of nonprofit SRO rooms increased from 5,714 to
11,691. This year, 17 more supportive housing SROs are supposed to open.
Two-thirds of the rooms house referrals from the city, and the rest are
generally filled by poor community residents who don't necessarily need all
the services.  

It can cost up to $85,000 a room to rehab an SRO building. Developing one
of these buildings requires navigating a swamp of government funding
streams: federal low-income housing tax credits, city SRO loans and an
array of programs for people with mental illness, AIDS or HIV. Once it's
occupied, overhead costs and social services push the price of maintaining
the room to about 10 to 12 grand a year, largely paid by direct subsidy or
residents' government benefits: Section 8 certificates, welfare,
Supplementary Security Income. 

For the most part, nonprofits take SRO buildings that are in disrepair and
make them habitable again, turning dingy, dusty hotels into low-income
dorms. At the Euclid on Broadway, run by West Side Federation for Senior
Housing, bright lighting, stark white walls and shiny polished floors lend
the building an institutional look. But the uniformity is an improvement
over the sagging floors and perpetual leaks that dogged the building under
its private owner. 

With a heavy capital investment and a volatile constituency, supportive
housing usually comes with plenty of discipline. In their simplest form,
house rules merely spell out safety and hygiene guidelines that clarify
residents' different interpretations of common sense and common decency:
Don't leave open food in common areas, don't throw things out the window,
don't walk naked through the hallways, don't prostitute yourself.  

Many nonprofits also tack on rules that limit visitors: who they are, when
they can show up and how long they stay. The most restrictive agencies go
so far as to inspect rooms with little or no notice. In Praxis buildings,
drop-in visitors are allowed only between 10 a.m. and 4 p.m., and residents
need written permission for overnight guests. Duggins says the rules
protect tenants from drug dealers or loan sharks. "In the best of all
worlds I wish I wouldn't have to do that," he says. "But to maintain the
building we have to."  

The fear of supportive housing landlords is understandable, says New York
Peer AIDS Education Coalition executive director Jeanne Bergman, who used
to work for Housing Works, owner of two such SROs. "It's a difficult
situation," she says. "If high-level order is not imposed, then it will be
miserable for everyone. Otherwise it's uninhabitable for most of the
tenants, even if some tenants feel like they are being treated like children." 

To tenants and their advocates, it's not clear how kicking visitors out at
10 p.m. helps keep a place clean and safe. "It's very much a missionary
mentality: 'We know what's best, and you'll do what we tell you to,
otherwise we will withhold the goodies we offer,'" says Betsy Kane,
executive director of the West Side SRO Law Project. "You have to be open
to unannounced inspections in your room, peculiar rules and limits on your
visitors. There are no controls about this. In fact, there are no
restrictions on what the nonprofit can do. That's utterly shocking." 

Sometimes it's also downright illegal. When Kevin Stricklen got out of jail
in 1997 with no job, no local family to take care of him, and nowhere to
stay, the only place that would take him in was Praxis' New Riverside Inn.
They gave him a bed, a job and acceptance.  

They would soon regret it. Last June, after working at Praxis' St.
Nicholas, Stricklen wound up punching a coworker during a fight at work.
His boss sent him home to cool down, but when he arrived back at his SRO,
the manager had apparently heard about his scuffle and ordered him to clear
out. "He said the locks were changed, and if I entered the premises, I
would be arrested," Stricklen says. 

It was an illegal lock-out, and Stricklen, knowing his rights as a tenant,
had an officer from the local precinct help him get back in his room.  

But the issue of tenants' rights soon became moot. A few days later,
Stricklen wound up back in jail on parole violations, including a broken
curfew and an accusation that he hit his girlfriend. (He denies the latter
charge, saying his girlfriend's mother lodged the complaint, which his
girlfriend recanted.) 

Four months later, after he was released from prison, Stricklen sued Praxis
over the eviction. The Housing Court judge wanted to reinstate Stricklen,
but Praxis claimed it had no vacancies. Instead the agency worked out a
settlement, paying Stricklen about $3,500 for his ordeal. He used the money
to start a new life as a construction worker in South Carolina. 

It's hard to find a hero here. Stricklen, stressed out and frustrated, was
argumentative and potentially very disruptive. On the other hand, he still
had the right not to be summarily thrown out of his room. The St. Nicholas
managers broke the law. 

Both those working with supportive housing landlords and those who litigate
against them report that stories like Stricklen's are common. Even Jennifer
Flynn, executive director of the AIDS Housing Network, a coalition of
nonprofit landlords, admits that "of course it happens." On the most basic
level, supportive housing seeks to help residents become better, more
self-sufficient people. At the same time, many tenants are just looking for
a safe place to live. Is it then a big surprise when some tenants defy an
agency's agenda? "The nonprofit holds out the housing as a carrot [to
taking the social services]," Neilson says. "Many of the agencies see
themselves as social service providers; clients are primarily taking it
because they need the housing." 

When tenants pay rent late or deliberately withhold it, when they are
thrown out of special programs the nonprofit runs, when the management
thinks tenants are getting uppity or becoming a nuisance-or simply when
they quarrel with someone in management-they may wind up getting thrown
out, with little recourse. "This is a vulnerable population," says
Katharine Clemens, an attorney with the Mental Health Law Project. "They
won't know their rights or assert their rights." 

It's not that the courts won't listen. On the contrary, almost any decent
supportive housing landlord's grievance is good enough to get a tenant
evicted. But it can take two to four weeks to lawfully evict someone, and
there are the rare complicated cases that can wind through the courts for
months or even years. There are also lawyers' fees, ranging from $500 to
$2,000. And Flynn points out that nonprofits new to the world of property
management may not know housing law, and may not have an attorney to help
them sort it out. 

With no shortage of troubled patrons waiting for a chance to move into
supportive housing, each with his or her own subsidy checks, the temptation
to keep the peace-or just get rid of a wiseguy-can trump the desire to help
someone recover. But tenants have to pay something, often a third of their
income, and withholding it in protest or hardship doesn't sit well with
management. "Many social agencies lie to the tenant to make them believe
they don't have tenancy rights because they want the money," Bergman notes. 

It's impossible to know how many residents have been turned out of
supportive housing without due process. But at least part of the story is
documented in the file cabinets of the West Side SRO Law Project. Each
week, the nonprofit's attorneys counsel two or three tenants fighting an
illegal eviction. For example, one tenant terminated in 1996 from a rehab
program at a Volunteers of America building on West 97th Street was
simultaneously told to leave his room. The next year, another tenant was
forced out of the program and given a two-day eviction notice. 

Stricklen has seen this process from both sides. Back when he was still
working for Praxis, part of his job was helping get rid of unwanted
tenants. He says Duggins would tell him to prevent certain tenants from
signing the weekly sheet checked by the welfare agency's Division of AIDS
Services and Income Support (DASIS). After a while, the "missing" tenant's
case would be closed. "If he didn't like you, he would instruct us not to
let them sign in," Stricklen says. "It would seem like they weren't there.
If people don't know their rights they'll be on the streets." 

Last year, after one tenant couldn't find his name on the sign-in sheet,
Kane had to write a letter to DASIS stating he was still living there so
the tenant wouldn't be thrown out. Duggins refuses to comment on the
matter. "I don't want to know what Mr. Stricklen says," he says with
annoyance. 

Part of the temptation to expel troubled tenants may be the inability to
deal with them through services. According to Friar, agencies may have only
a few counselors with a master's degree in social work on staff, relying
mostly on case managers who link residents to services. It's a classic
Catch-22, Duggins says. Because this population is so difficult, it's hard
to get someone with an MSW to take the job. Praxis managed to hired three.
"It's difficult to find people who are in the trenches because this is not
office work," he says. "This is not sanitized." 

But Clemens is unmoved. She says nonprofit landlords often tell her that as
an advocate she doesn't understand how hard it is to help troubled tenants,
let alone live with them. "It comes with the territory," she says. "You're
in the business of mental healt